Question 3 of 6: Slope Stability — Taylor's coefficients, mobilised strength and sudden drawdown
Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)
Notes on this paper
Paper format: National Exams, December 2019 — 07-Str-B5 Foundation Engineering (catalogued here under 16-Civ-B19). Three hours, open book (any non-communicating calculator permitted). Six questions are printed and each is of equal value (30 marks); the rubric states that five questions constitute a complete paper and that the first five appearing in the answer book will be marked. All six are solved below, because the set is intended as a study resource rather than a timed attempt.
Reference texts. B. M. Das, Principles of Foundation Engineering, 9th ed. (Cengage) — bearing capacity Ch. 3–4, elastic settlement Ch. 5, consolidation settlement Ch. 6, retaining walls Ch. 8, single piles Ch. 9, pile groups Ch. 10. R. F. Craig / J. A. Knappett, Craig's Soil Mechanics, 8th ed. — slope stability and rapid drawdown Ch. 12. D. W. Taylor, Fundamentals of Soil Mechanics (1948) — stability coefficients. Canadian Geotechnical Society, Canadian Foundation Engineering Manual (CFEM), 4th ed. — Canadian limit-states practice, resistance factors and tolerable movements. Tomlinson & Woodward, Pile Design and Construction Practice, 6th ed. — equivalent-raft settlement.
Check — figure dimension. On the Question 4 drawing the 1.25 m dimension line terminates at the back (retained) face of the stem, not at its front face: the dimension line runs from the toe edge of the base to the stem's right face. The wall therefore has a 0.95 m toe and a 1.75 m heel, not a 1.25 m toe and a 1.45 m heel. The same drawing shows the ground line in front of the wall at the underside of the base, i.e. no fill covers the toe, so the bearing check below is taken with $D_f = 0$ and passive resistance in front of the toe is neglected. Both readings are stated again where they are used.
Find. Part 1: the slope angle at incipient failure, the shape and location of the critical slip surface, and the angle giving $F=1.2$. Part 2: the inclination giving $F=1.2$ with the factor applied to both strength components. Part 3: the factor of safety immediately after a sudden drawdown.
Figure 3.1 — Part 1. At the failure angle the critical circle emerges at the toe and dips only about 0.4 m below it, so the hard stratum is never reached; at the flatter allowable angle the critical circle deepens until it is tangent to that stratum, becoming a base circle.
Approach. Taylor's stability coefficients relate the mobilised cohesion to $\gamma H$ through a dimensionless number that depends only on the slope angle and, for $\phi_u=0$, on the depth factor. The chart is read for Parts 1 and 2 and each reading is then confirmed independently by a Bishop-simplified circular-arc search, which is the same minimisation Taylor performed; Part 3 is an effective-stress analysis with the pre-drawdown pore pressures left in place.
Part 1(a) — form the stability number and the depth factor. Taylor's number expresses the cohesion the slope must mobilise as a fraction of $\gamma H$. At incipient failure $F=1$:
$$N_s=\frac{c_u}{F\gamma H}=\frac{30}{(1.0)(19)(9)}=\frac{30}{171}=0.1754$$
The hard stratum fixes how deep a slip circle may reach, expressed by the depth factor measured from the crest:
$$D=\frac{\text{depth to hard stratum}}{H}=\frac{11}{9}=1.222$$
Read the slope angle from Taylor's $\phi_u=0$ chart. Entering the chart at $N_s=0.175$ on the $D=1.22$ curve gives
$$\boxed{\beta\approx49^\circ}$$
This lies just below the 53° threshold at which toe circles and base circles exchange dominance, which is exactly where a curve for a limited depth factor is expected to place it. An independent Bishop-simplified search over circle centres and radii, constrained not to cross the hard stratum, returns $F=1.00$ at $\beta=49.3^\circ$; the same routine reproduces Taylor's published anchors $N_s=0.181$ at $\beta=53^\circ$ and $N_s=0.191$ at $\beta=60^\circ$ to within 0.4 %, which is the check that makes the chart reading trustworthy.
Part 1(b) — locate and classify the critical slip surface. The critical circle at $\beta=49.3^\circ$ has its centre 3.05 m horizontally from the toe and 12.47 m above the excavated floor, with a radius of 12.83 m; its lowest point is therefore
$$R-y_c=12.83-12.47=0.36\ \text{m below the toe}$$
The surface enters the crest well behind the slope, sweeps down through the clay and emerges essentially at the toe, dipping only 0.36 m below it — nowhere near the hard stratum 2 m down. It is therefore a toe circle (toe failure), sketched in Figure 3.1. The practical significance is that at this steepness the hard stratum plays no part: it neither helps nor constrains the mechanism, and a site investigation that missed it would still have predicted the correct failure angle.
Part 1(c) — repeat with the strength reduced by the required factor. A factor of safety of 1.2 means the clay may mobilise only $c_u/1.2=25$ kN/m2, so the stability number falls:
$$N_s=\frac{c_u}{F\gamma H}=\frac{30}{(1.2)(19)(9)}=0.1462$$
Re-entering Taylor's chart on the same $D=1.22$ curve,
$$\boxed{\beta\approx26^\circ}$$
The Bishop search confirms $F=1.20$ at $\beta=25.9^\circ$. At this flatter angle the critical circle is tangent to the hard stratum — its centre lies 17.06 m above the floor with a radius of 19.06 m, so its lowest point is exactly 2.00 m below the toe — and the mechanism has become a base circle. This is the physical reason the required angle drops so steeply, from 49° to 26°, for only a 20 % increase in the demanded factor of safety: once the mechanism deepens, extra flattening buys progressively less resistance because the additional arc length is added at an unfavourable lever arm.
Part 2 — apply the factor of safety to both strength components. The question requires the factor to act on friction as well as cohesion, which is precisely the definition embedded in a slice-method factor of safety. The mobilised parameters are
$$c'_m=\frac{c'}{F}=\frac{25}{1.2}=20.83\ \text{kN/m}^2,\qquad \phi'_m=\tan^{-1}\!\left(\frac{\tan\phi'}{F}\right)=\tan^{-1}\!\left(\frac{0.2126}{1.2}\right)=10.05^\circ$$
Enter Taylor's $c$–$\phi$ chart with the mobilised values. The stability number built on the mobilised cohesion is
$$N_s=\frac{c'_m}{\gamma H}=\frac{20.83}{(16.5)(40)}=\frac{20.83}{660}=0.0316$$
Reading the $\phi_d=10^\circ$ curve at $N_s=0.032$ gives
$$\boxed{\beta\approx17^\circ}$$
A direct Bishop-simplified search on the unfactored parameters confirms $F=1.20$ at $\beta=17.2^\circ$, with a critical toe circle of radius 133.8 m dipping 6.5 m below the toe. A 40 m high slope in a soil this weak must be laid back to roughly 1 vertical in 3.2 horizontal — a footprint of 129 m — which is the kind of result that in practice sends the designer toward berms, reinforcement or a staged construction sequence rather than more flattening.
Part 3 — establish the pore pressures that survive a sudden drawdown. Before drawdown the reservoir stands against the embankment and the compacted fill is saturated under a roughly horizontal water surface, so at a point a depth $h$ below that surface the pore pressure is $u=\gamma_wh$. A sudden drawdown removes the stabilising water load on the face while the low-permeability fill has no time to drain, so those pore pressures remain in place. Expressed as a pore-pressure ratio,
$$r_u=\frac{u}{\gamma h}=\frac{\gamma_w}{\gamma}=\frac{9.81}{19.0}=0.516$$
This is the classic worst case for an upstream slope, and it is the condition Morgenstern's rapid-drawdown charts were built to represent.
Evaluate the factor of safety before and after drawdown. Running the Bishop-simplified analysis on the 18.5°, 25 m high slope with $c'=40$ kN/m2 and $\phi'=10^\circ$:
$$F_{\text{reservoir full or empty, }r_u=0}=1.40,\qquad F_{\text{sudden drawdown},\ r_u=0.516}=\boxed{0.98}$$
The critical circle after drawdown lies deeper (12.6 m below the toe against 8.0 m before) because high pore pressures erode the frictional contribution most severely on the steeply inclined slice bases near the toe.
State the conclusion and what it implies. With $F=0.98 \lt 1.0$ the upstream slope is unstable under sudden drawdown — it would be expected to slide as the reservoir is emptied, even though it carries a comfortable factor of 1.40 with the reservoir held at either level. The 30 % loss of factor of safety comes entirely from the loss of the external water load while the internal water pressures persist; it is not a loss of soil strength. The standard remedies follow directly from that diagnosis: limit the rate of drawdown so that pore pressures can dissipate, provide an upstream drainage blanket or a coarse free-draining shoulder so that they dissipate quickly, or flatten the upstream face. A rate-of-drawdown restriction written into the reservoir's operating rules is usually the cheapest of the three, and it is why such restrictions are a routine feature of dam operating manuals.
Quantity
Result
Part 1 — stability number and depth factor at failure
$N_s = 0.175$, $D = 1.22$
(a) Slope angle at failure
β ≈ 49° (Bishop check: 49.3°)
(b) Type and location of slip surface
Toe circle, lowest point 0.36 m below the toe — the hard stratum is not reached