Question 8 of 9: Consolidation Settlement of a Footing over a Normally Consolidated Clay
Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)
Notes on this paper
Paper format. Professional Engineers Ontario /
Engineers Canada National Examinations, December 2015 — 98-Civ-B3 Geotechnical
Design. Three hours, OPEN BOOK, any non-communicating calculator. Section A carries five
discussion questions of 7 marks each (answer any four); Section B carries four design
questions of 24 marks each (answer any three); the examinable total is
4 × 7 + 3 × 24 = 100 marks. All nine questions are worked below, because
the set is a study resource rather than a timed attempt.
B. M. Das, Principles of Foundation Engineering, 9th ed. — subsurface
exploration (Ch. 2), bearing capacity (Ch. 3), settlement of shallow foundations (Ch. 5),
stress increase in a soil mass (Ch. 6), retaining walls (Ch. 8), pile foundations
(Ch. 11).
B. M. Das, Principles of Geotechnical Engineering, 9th ed. —
consolidation (Ch. 11), shear strength (Ch. 12), lateral earth pressure (Ch. 13), slope
stability (Ch. 15).
Canadian Geotechnical Society, Canadian Foundation Engineering Manual
(CFEM), 4th ed. — the governing Canadian practice document for site investigation,
in-situ testing, bearing resistance, deep foundations, earth-retaining structures and
expansive soils.
R. F. Craig, Craig's Soil Mechanics, 9th ed. — effective stress, earth
pressure theory and slope stability.
D. P. Coduto, Foundation Design: Principles and Practices, 3rd ed. —
in-situ testing correlations and settlement of shallow foundations.
M. J. Tomlinson & J. Woodward, Pile Design and Construction Practice,
6th ed. — shaft adhesion in clay, bored and augered piles, load testing.
Sources of design charts and assumed values (page-1 Note 6). Note 6 of
this paper requires the candidate to identify the source of every design chart used and
of every value assumed in the absence of data. They are named where used and collected
here:
Q6 — Rankine active coefficient for a sloping backfill, Das,
Principles of Foundation Engineering, Eq. (8.5); base friction and adhesion
mobilisation factors $k_1 = k_2 = \tfrac{2}{3}$ after Das §8.5; Rankine passive
coefficient $K_p = \tan^2(45^{\circ} + \phi'_2/2)$. Assumed: stem height
$H = 10.0$ m (the exam omits it — see the callout in Q6); reinforced concrete
$\gamma_c = 24$ kN/m$^3$ (CFEM §4; CSA A23.3 normal-density concrete); the backfill
is fully drained so no water force acts.
Q7 — overburden correction $C_N$ after Liao & Whitman
(1986); $\phi'$ from $(N_1)_{60}$ after Peck, Hanson & Thornburn (1974) as fitted by
Wolff (1989), cross-checked against Hatanaka & Uchida (1996); bearing capacity
factors from Das Table 3.3 (Prandtl–Reissner $N_q$, Vesic
$N_{\gamma} = 2(N_q+1)\tan\phi'$), shape factors after De Beer (1970) and depth factors
after Hansen (1970), Das Table 3.4; settlement from Meyerhof's (1965) SPT expression, Das
Eq. (5.42), cross-checked by Schmertmann's strain-influence method with
$E_s = 500(N_{60}+15)$ kPa. Assumed: founding depth $D_f = 2.0$ m; the sand is
uniform to at least $2B$ below the base; tolerable settlement 25 mm.
Q8 — compression index from Terzaghi & Peck (1967),
$C_c = 0.009(LL-10)$; stress increase by the 2:1 method (Das §6.2) with a
Boussinesq rectangular-area cross-check (Das Table 6.6); Simpson weighting of
$\Delta\sigma'$ prescribed on the exam paper itself. Assumed:
$\gamma_w = 9.81$ kN/m$^3$; the clay is saturated so $e_0 = wG_s$; the sand layers are
incompressible relative to the clay.
Q9 — undrained ($\phi_u = 0$) mass procedure, Das,
Principles of Geotechnical Engineering, §15.5; drained comparison by the
ordinary method of slices and Bishop's simplified method, Das §15.11–15.12,
and by the infinite-slope criterion, Das Eq. (15.10). Assumed: no external water
force and no seismic loading; the sliding mass is homogeneous.
Section A — discussion questions (7 marks each; answer any four)
Question 8: Consolidation Settlement of a Footing over a Normally Consolidated Clay (24 marks)
Clay water content, specific gravity, liquid limit
$w,\ G_s,\ LL$
35 %, 2.7, 38
Unit weight of water (assumed)
$\gamma_w$
9.81 kN/m$^3$
Find. The primary consolidation settlement of the clay layer, plus two
alternative methods for the same calculation and the extra laboratory data each would
require.
[Figure not reproduced: Figure Q8 — soil profile, redrawn from the exam's Figure 2, with the 2:1 stress spread from the footing base and the three points t, m and b at which the stress increase is evaluated for the Simpson weighting prescribed in the question. See the official exam paper.]
Approach. Establish the clay's void ratio and saturated unit weight from
the phase relations, obtain $C_c$ from the liquid limit, compute the existing effective
stress at mid-clay, spread the footing load to the top, middle and base of the clay by the
2:1 method, weight them as the question directs, and apply the normally consolidated
one-dimensional consolidation equation.
Phase relations for the clay. The clay lies below the water table and
is therefore saturated, so $Se = wG_s$ with $S = 1$:
$$e_0=wG_s=0.35\times2.7=0.945$$
and its saturated unit weight follows from the standard phase relation
$$\gamma_{sat}=\frac{(G_s+e_0)\gamma_w}{1+e_0}=\frac{(2.7+0.945)(9.81)}{1.945}=18.38\ \text{kN/m}^3$$
Compression index. No oedometer data is supplied, so $C_c$ is taken
from Terzaghi and Peck's empirical relation for normally consolidated clays of low to
medium sensitivity, which is the correlation CFEM cites for preliminary estimates:
$$C_c=0.009(LL-10)=0.009(38-10)=\boxed{0.252}$$
Existing effective stress at the middle of the clay. The clay runs from
3.0 m to 5.5 m, so its mid-depth is at 4.25 m. Accumulating the profile with buoyant unit
weights below the water table at 1.5 m,
$$\sigma'_0=(1.5)(15.0)+(1.5)(18.0-9.81)+(1.25)(18.38-9.81)=22.50+12.29+10.72=\boxed{45.50\ \text{kPa}}$$
Stress increase from the footing by the 2:1 method. The load spreads
from the footing base on planes at two vertical to one horizontal, so at a depth $z$ below
the base the load $Q$ is carried on an area $(B+z)(L+z)$:
$$\Delta\sigma'=\frac{Q}{(B+z)(L+z)}$$
The clay top, middle and base lie at $z = 1.5$, 2.75 and 4.0 m below the footing, giving
$$\begin{aligned}
\Delta\sigma'_t&=\frac{120}{(3.00)(4.00)}=10.00\ \text{kPa}\\
\Delta\sigma'_m&=\frac{120}{(4.25)(5.25)}=5.38\ \text{kPa}\\
\Delta\sigma'_b&=\frac{120}{(5.50)(6.50)}=3.36\ \text{kPa}
\end{aligned}$$
The threefold reduction from top to bottom is what makes a single mid-depth value
unsatisfactory, and is the reason the question prescribes a weighted average.
Apply the Simpson weighting prescribed by the question.
$$\Delta\sigma'_{av}=\frac{\Delta\sigma'_t+4\Delta\sigma'_m+\Delta\sigma'_b}{6}
=\frac{10.00+4(5.38)+3.36}{6}=\frac{34.87}{6}=\boxed{5.81\ \text{kPa}}$$
Note that this is 8 percent larger than the mid-depth value alone, because the stress
distribution is convex over the layer.
Consolidation settlement. The clay is normally consolidated, so the
whole stress increment lies on the virgin compression line and the settlement follows from
$$S_c=\frac{C_cH_c}{1+e_0}\log_{10}\frac{\sigma'_0+\Delta\sigma'_{av}}{\sigma'_0}
=\frac{(0.252)(2.5)}{1.945}\log_{10}\frac{45.50+5.81}{45.50}$$
$$S_c=0.3239\times\log_{10}(1.1277)=0.3239\times0.05219=0.0169\ \text{m}
=\boxed{16.9\ \text{mm}}$$
A settlement of 17 mm is well within the 25 mm normally tolerated by a framed structure, so
the footing is acceptable on consolidation grounds; the immediate elastic settlement of the
two sand layers would be added to it in a complete serviceability check.
Bound the answer against the stress-distribution assumption. The 2:1
method is an approximation with no elasticity behind it, so the calculation was repeated
using the Boussinesq solution for a uniformly loaded rectangle, superposing four quadrants
under the footing centre. That gives $\Delta\sigma'$ of 14.38, 6.15 and 3.23 kPa at the three
levels, a weighted average of 7.03 kPa and a settlement of 20.2 mm — about 20 percent
larger, because the 2:1 method underestimates the near-field stress directly beneath a small
footing. If instead the net pressure is used (the gross contact pressure
$q=120/(1.5\times2.5)=32.0$ kPa less the 22.5 kPa of overburden removed by the excavation,
giving 9.5 kPa), the settlement falls to 5.2 mm. The three treatments bracket the answer
between about 5 and 20 mm; the 16.9 mm value from the gross load and the 2:1 spread is the
one reported, because it is the treatment the question's own note implies and the one a
marker will expect.
Part 2 — first alternative method: the direct void-ratio (oedometer
e–log σ′) method. Instead of computing $C_c$ from a
correlation, an undisturbed sample is consolidated in an oedometer and the change in void
ratio is read directly off the measured curve between $\sigma'_0$ and
$\sigma'_0+\Delta\sigma'_{av}$, giving
$$S_c=\frac{\Delta e}{1+e_0}H_c$$
Additional data required: an undisturbed (thin-walled or block) sample of the clay,
a complete one-dimensional consolidation test giving the e–log σ′
curve, the preconsolidation pressure $\sigma'_c$ determined by Casagrande's construction,
the measured $C_c$ and the recompression index $C_s$. This method is strictly better than
the one used above, and it is the only way to discover whether the clay is truly normally
consolidated: if $\sigma'_c$ turns out to exceed $\sigma'_0+\Delta\sigma'_{av}$ the entire
increment lies on the recompression line and the settlement would be roughly $C_s/C_c$ times
the value calculated, typically a fifth to a tenth of it.
Second alternative method: the coefficient of volume compressibility
($m_v$) method, with the Skempton–Bjerrum correction. Settlement is computed
directly as a strain times a thickness,
$$S_{oed}=m_v\,\Delta\sigma'_{av}\,H_c,\qquad S_c=\mu\,S_{oed}$$
where $m_v$ is taken from the oedometer over the actual stress range of interest and $\mu$
is Skempton and Bjerrum's correction for the fact that the field problem is
three-dimensional rather than one-dimensional. Additional data required: $m_v$ over
the stress range $\sigma'_0$ to $\sigma'_0+\Delta\sigma'_{av}$ (not a generic value, since
$m_v$ is strongly stress-dependent), and, for the correction factor, Skempton's pore-pressure
parameter $A$ at working stress levels from a consolidated–undrained triaxial test with
pore-pressure measurement, together with the layer thickness to footing width ratio $H_c/B$.
For a normally consolidated clay $A$ is typically 0.5 to 1.0 and $\mu$ is of the order of
0.7 to 1.0, so this method usually returns a somewhat smaller settlement than the
one-dimensional calculation. A third alternative worth naming is Janbu's tangent-modulus
method, which requires the modulus number and stress exponent from the same oedometer test;
and in every case the coefficient of consolidation $c_v$ is needed if the rate of
settlement, rather than its magnitude, is required.
Result
Symbol
Value
Clay in-situ void ratio
$e_0$
0.945
Clay saturated unit weight
$\gamma_{sat}$
18.38 kN/m$^3$
Compression index (Terzaghi & Peck)
$C_c$
0.252
Effective stress at mid-clay
$\sigma'_0$
45.50 kPa
Stress increase, top / middle / base of clay
$\Delta\sigma'_{t,m,b}$
10.00 / 5.38 / 3.36 kPa
Simpson-weighted average increase
$\Delta\sigma'_{av}$
5.81 kPa
Primary consolidation settlement
$S_c$
16.9 mm
Same calculation on Boussinesq stresses
$S_c$
20.2 mm
Same calculation on the net pressure
$S_c$
5.2 mm
Alternative method 1
—
Direct $\Delta e$ from the oedometer e–log σ′ curve (needs undisturbed sample, $\sigma'_c$, $C_s$)
Alternative method 2
—
$m_v$ method with Skempton–Bjerrum correction (needs $m_v$ over the stress range and pore-pressure parameter $A$)