Question 7 of 9: Friction angle from SPT data, and design of a 3.0 m square footing
Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)
Notes on this paper
Paper format. Professional Engineers Ontario /
Engineers Canada National Examinations, December 2016 — 98-Civ-B3 Geotechnical
Design. Three hours, OPEN BOOK, any non-communicating calculator. Section A carries five
discussion questions of 7 marks each (answer any four); Section B carries four design
questions of 24 marks each (answer any three); the examinable total is
4 × 7 + 3 × 24 = 100 marks. All nine questions are worked below, because the
set is a study resource rather than a timed attempt.
B. M. Das, Principles of Foundation Engineering, 9th ed. — subsurface
exploration (Ch. 2), bearing capacity of shallow foundations (Ch. 3), settlement of shallow
foundations including Schmertmann's strain-influence method (Ch. 5), retaining walls
(Ch. 8), pile foundations (Ch. 11), drilled shafts (Ch. 12).
B. M. Das, Principles of Geotechnical Engineering, 9th ed. — shear
strength (Ch. 12), lateral earth pressure (Ch. 13), slope stability (Ch. 15).
Canadian Geotechnical Society, Canadian Foundation Engineering Manual (CFEM),
4th ed. — the governing Canadian practice document for site investigation, in-situ
testing, bearing resistance, deep foundations and earth-retaining structures.
R. F. Craig, Craig's Soil Mechanics, 9th ed. — effective stress, undrained
versus drained behaviour, earth pressure, and the total-stress circular-arc slope
analysis.
M. J. Tomlinson & J. Woodward, Pile Design and Construction Practice,
6th ed. — shaft adhesion in clay and under-reamed (belled) bored piles.
P. K. Robertson & K. L. Cabal, Guide to Cone Penetration Testing, 6th ed.
— CPT interpretation and CPT-versus-SPT selection.
Sources of design charts and assumed values (page-1 Note 6). Note 6
requires the candidate to identify the source of every design chart and of every value
assumed where the paper supplies none. They are named at the point of use and collected
here:
Adhesion factor α = 0.55 for a drilled shaft in clay (Q6)
— O'Neill and Reese (1999), reproduced in Das, Principles of Foundation
Engineering, 9th ed., Section 12.9; the exclusion of the top 1.5 m and of one shaft
diameter above the bell comes from the same source.
Bearing-capacity factor Nc* = 9 (Q6) — Skempton
(1951), as tabulated in Das, Section 11.11.
Overburden correction CN = √(pa/σ'o)
(Q7) — Liao and Whitman (1986), Das Principles of Geotechnical Engineering,
Section 17.6.
SPT-to-friction-angle correlation (Q7) — Peck, Hanson and Thornburn
(1974) as fitted by Wolff (1989); cross-checked against Kulhawy and Mayne (1990). Both are
tabulated in Das, Principles of Foundation Engineering, 9th ed., Section 2.9.
Bearing-capacity factors and shape/depth factors (Q7) — Vesic (1973) and
De Beer (1970), Das Sections 3.6 and 3.7.
Strain-influence diagram and the C1, C2 factors (Q7)
— Schmertmann, Hartman and Brown (1978), Das Section 5.6; the modulus correlation
Es = 500(N60 + 15) kPa is Bowles (1996), reproduced in the same
section.
Rankine active coefficient for an inclined backfill (Q9) — Das,
Principles of Geotechnical Engineering, 9th ed., Eq. (13.35); the base friction
and adhesion reductions k1 = k2 = 2/3 are Das Section 8.4.
Unit weight of the submerged backfill (Q9) — assumed equal to the
printed moist unit weight, 18 kN/m3, in the absence of a saturated value; the
consequence of that assumption is bounded in the Q9 callout.
Section A
Question 7: Friction angle from SPT data, and design of a 3.0 m square footing
(24 marks)
Footing 3.0 m × 3.0 m, founding depth Df = 2.0 m; water table
at 18 m depth, that is 10 m below the base and far below the 2B = 6 m zone of
influence, so no buoyancy correction applies anywhere in this design.
Find. A defensible design value of φ' from the SPT profile, and
then, using that φ' and not any direct N-to-bearing-capacity rule, the
allowable bearing pressure and the corresponding allowable column load for the 3.0 m
square footing, with settlement checked explicitly.
Figure 7.1 — Left: the footing, the SPT profile, and the
2B zone of influence beneath the base. Right: Schmertmann's strain-influence
diagram for a square footing, with the layer moduli derived from
N60.
Approach. Normalise the field blow counts to
(N1)60, read φ' from a published
(N1)60-to-φ' relation over the depth interval that
actually carries the footing, compute the ultimate bearing capacity from that φ' with
Vesic's factors and De Beer's shape and depth factors, and then check settlement by
Schmertmann's strain-influence method. Whichever of the two criteria gives the lower
allowable pressure is the design value.
Build the effective overburden profile. With the water table at 18 m
the whole tested depth is above it, so total and effective vertical stresses coincide.
Accumulating the tabulated unit weights over 2 m increments,
$$\sigma'_v(2) = 19.0 \times 2 = 38.0\ \text{kPa},\qquad
\sigma'_v(8) = 19.0 \times 6 + 21.5 \times 2 = 157.0\ \text{kPa}$$
and so on, giving the fourth column of the table above.
Correct the blow counts for overburden. The field values are taken as
already energy-corrected, $N_{60} \approx N_f$ — the paper gives no hammer or energy
information, and this is the standard reading of a bare tabulated
Nf. Liao and Whitman's overburden correction is
$$C_N = \sqrt{\frac{p_a}{\sigma'_v}}, \qquad p_a = 100\ \text{kPa},\qquad C_N \le 1.7$$
Applying it gives $(N_1)_{60}$ in the last column. Notice what the correction reveals: the
raw counts climb steadily from 6 to 26 and look like a soil getting denser with depth,
whereas the normalised values sit between 9.7 and 15.4 throughout. The deposit is of
essentially uniform relative density; the rise in Nf is almost
entirely a confinement effect.
Choose the design (N1)60. The footing stresses
the soil from its base at 2 m down to roughly 2B = 6 m below the base, that is to
8 m depth. Averaging the four tests inside that interval,
$$(N_1)_{60,\,\text{design}} = \frac{9.73 + 11.47 + 13.11 + 14.37}{4} = 12.17$$
The average over the whole 16 m profile is 13.42, so the choice of interval is worth
about 10 per cent and the answer is not sensitive to it.
Estimate φ' from the normalised blow count. Using the Peck, Hanson
and Thornburn chart as fitted by Wolff (1989),
$$\phi' = 27.1 + 0.3\,(N_1)_{60} - 0.00054\,(N_1)_{60}^{2}
= 27.1 + 3.651 - 0.080 = 30.67^\circ$$
Kulhawy and Mayne's alternative,
$\phi' = \tan^{-1}\!\left[\dfrac{N_{60}}{12.2 + 20.3\,(\sigma'_v/p_a)}\right]^{0.34}$,
gives 33.6° at 2 m rising to 36.4° at 8 m. The two families bracket the answer;
taking the lower, more conservative estimate and rounding,
$$\boxed{\phi' = 31^\circ}$$
is adopted for design. This is a medium-dense sand, consistent with
(N1)60 of about 12 and a relative density near 45 per
cent.
Compute the bearing-capacity factors from φ'. As the note in the
question requires, everything from here is derived from φ', not from
N. Vesic's expressions give
$$N_q = e^{\pi\tan\phi'}\tan^2\!\left(45^\circ + \frac{\phi'}{2}\right) = 20.63,\qquad
N_c = (N_q - 1)\cot\phi' = 32.67,$$
$$N_{\gamma} = 2(N_q + 1)\tan\phi' = 25.99$$
The sand is cohesionless, c' = 0, so Nc plays no part.
Evaluate the shape and depth factors. For a square footing
(B/L = 1) with Df/B = 2/3 = 0.667, De Beer's
shape factors and Hansen's depth factors are
$$F_{qs} = 1 + \frac{B}{L}\tan\phi' = 1.601,\qquad F_{\gamma s} = 1 - 0.4\frac{B}{L} = 0.600$$
$$F_{qd} = 1 + 2\tan\phi'\,(1-\sin\phi')^2\frac{D_f}{B} = 1.188,\qquad F_{\gamma d} = 1.000$$
Compute the ultimate bearing capacity. The surcharge at founding level
is $q = \gamma D_f = 19.0 \times 2.0 = 38.0$ kPa, and the soil for one footing width below
the base has $\gamma = 19.0$ kN/m3. Then
$$q_u = q N_q F_{qs} F_{qd} + \tfrac{1}{2}\gamma B N_{\gamma} F_{\gamma s} F_{\gamma d}$$
$$q_u = 38.0(20.63)(1.601)(1.188) + \tfrac{1}{2}(19.0)(3.0)(25.99)(0.600)(1.000)
= 1491.5 + 444.5$$
$$\boxed{q_u = 1936\ \text{kPa}}$$
Subtracting the surcharge already there gives the net ultimate value
$q_{u,\text{net}} = 1936.0 - 38.0 = 1898.0$ kPa, and with a conventional
FS = 3 on net bearing capacity the allowable net pressure would be 632.7 kPa. Adopting
Meyerhof's $N_{\gamma}$ instead of Vesic's lowers $q_u$ to 1809 kPa and the allowable net
pressure to 590 kPa — a 7 per cent difference that changes nothing, because bearing
capacity is not what governs here.
Set up the settlement check. A pressure of 633 kPa on a 3 m footing on
a medium-dense sand would be absurd in service, so the design must be completed by a
settlement calculation. Schmertmann's strain-influence method for a square (axisymmetric)
footing places the peak influence factor at z = B/2 below the base and
zero at z = 2B. The effective stress at the peak, 3.5 m below ground, is
$\sigma'_{zp} = 19.0 \times 3.5 = 66.5$ kPa, and Bowles' correlation
$E_s = 500(N_{60}+15)$ kPa gives layer moduli of 10 500, 12 500, 14 500 and 16 500 kPa for
the bands centred on the tests at 2, 4, 6 and 8 m. This is a settlement
correlation, not a bearing-capacity correlation, so it is fully consistent with the note in
the question.
Compute the settlement at a trial pressure. Taking a net applied
pressure $\Delta q = 170$ kPa, the peak influence factor is
$$I_{zp} = 0.5 + 0.1\sqrt{\frac{\Delta q}{\sigma'_{zp}}}
= 0.5 + 0.1\sqrt{\frac{170}{66.5}} = 0.660$$
the embedment factor is
$C_1 = 1 - 0.5(\sigma'_D/\Delta q) = 1 - 0.5(38.0/170) = 0.888$, and with
$C_2 = 1$ for the immediate condition,
$$S_e = C_1 C_2 \Delta q \sum \frac{I_z}{E_s}\Delta z
= 0.888 \times 170 \times 1.6085\times10^{-4} = 0.0243\ \text{m}$$
that is 24.3 mm. Repeating the calculation at other pressures, the net
pressure that produces exactly 25 mm is 174 kPa, while 200 kPa would give 29.7 mm.
Choose the design pressure and load. Twenty-five millimetres is the
conventional tolerable total settlement for an isolated footing on sand, because it limits
differential settlement between adjacent footings to about 20 mm and the angular distortion
to well within 1/500. Taking the round figure below the computed limit,
$$\boxed{q_{\text{all,net}} = 170\ \text{kPa}\quad\Longrightarrow\quad
Q_{\text{all}} = 170 \times 3.0 \times 3.0 = 1530\ \text{kN}}$$
Against the bearing-capacity ceiling of 632.7 kPa this represents a true factor of safety
on bearing of $1898.0/170 = 11.2$, so the footing is nowhere near a bearing failure. As a
completely independent check, Meyerhof's direct SPT rule for 25 mm of settlement,
$q_{\text{all}} = 11.98 N_{60}\left[(3.28B+1)/(3.28B)\right]^2$ with
$N_{60} = 12$, gives 174.5 kPa — within 3 per cent of the Schmertmann result. (It is
quoted only as a check; the design itself is built on φ', as the question directs.)
Quantity
Value
Design normalised blow count, (N1)60, 2–8 m
12.17
Friction angle, Peck-Hanson-Thornburn / Wolff
30.67°, adopt 31°
Friction angle, Kulhawy and Mayne (cross-check)
33.6° to 36.4°
Bearing-capacity factors Nq / Nγ (Vesic)
20.63 / 25.99
Ultimate bearing capacity, qu
1936 kPa
Net allowable pressure from bearing capacity, FS = 3
632.7 kPa
Immediate settlement at 170 kPa (Schmertmann)
24.3 mm
Net pressure producing 25 mm
174 kPa
Design net allowable bearing pressure
170 kPa
Allowable column load on the 3.0 m square footing
1530 kN
Governing criterion
Settlement, by a factor of about 3.7 over bearing capacity
Check: assumptions and their consequences.
N60 = Nf. The paper gives no hammer energy, so the
tabulated values are taken as already at 60 per cent energy. If the rig were a
donut-hammer unit at 45 per cent, every N would fall by a quarter, φ' would
drop to about 30°, and the settlement-controlled pressure would fall to roughly 160
kPa (the moduli fall with N). Stating the assumption is essential.
The 2B influence depth. Averaging (N1)60 over 2 to 8 m
rather than over the whole log changes the average from 13.42 to 12.17 and φ' by about
0.4°; the effect on the answer is negligible.
Creep. Schmertmann's C2 factor raises the settlement to
24.3 × 1.4 = 34.0 mm after ten years. If the structure is sensitive to total rather
than differential settlement, the design pressure should be cut to about 125 kPa
(Q ≈ 1125 kN) so that the ten-year value stays within 25 mm. This is a
client decision, and it should be put to them explicitly.
Water table. At 18 m it is irrelevant to this footing. Were it to rise to
founding level only the Nγ term would roughly halve, taking
qu to about 1710 kPa; were it to rise to the ground surface both terms would
roughly halve, taking qu down to about 940 kPa — still far above the
settlement-controlled pressure, so bearing capacity would still not govern. That insensitivity is
itself worth reporting.
Punching or local shear. With (N1)60 near 12 the sand is
medium dense and general shear is the appropriate model. In a looser sand the local-shear
reduction would apply, but since settlement governs by a factor of 3.7 the conclusion would
not change.