21-Mat-A6 Materials Selection and Design for Materials Processing · May 2017
Question 5 of 8: Heat Treatments Read from the Fe–Fe 3 C Phase Diagram
Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)
Notes on this paper
10-Met-A6 — Phase Transformation & Thermal Treatment of Metals & Alloys — National Exams, May 2017 — 3 hours — 8 questions printed, first 5 as answered are marked (all 8 answered below as a complete study resource).
Reference texts: Callister & Rethwisch, Materials Science and Engineering: An Introduction, 10th ed.; Porter, Easterling & Sherif, Phase Transformations in Metals and Alloys, 3rd ed.; ASM Handbook Vol. 4, Heat Treating; Krauss, Steels: Processing, Structure, and Performance.
Check: this paper's exam code (10-Met-A6) and printed title, “Phase Transformation & Thermal Treatment of Metals & Alloys,” identify it as a phase-transformation/heat-treatment paper. Every question below is genuinely phase-transformation/heat-treatment content (Fe-C diagram heat treatments, annealing/recovery/recrystallization/grain growth, TTT-based heat treatment routes, precipitation/spinodal decomposition, nucleation mechanisms, carbide/nitride solubility).
Question 5: Heat Treatments Read from the Fe–Fe3C Phase Diagram (20 marks)
Given. The paper's own partial Fe–Fe3C diagram (reproduced below) fixes: eutectic at 1148 °C / 4.30 wt.%C; eutectoid at 727 °C / 0.77 wt.%C; maximum solubility of C in α-ferrite 0.022 wt.%C (at 727 °C); the pure-iron α/γ transus at 912 °C; and cementite fixed at 6.70 wt.%C. AISI/SAE numbers give the carbon content directly: 1090 = 0.90 wt.%C (hypereutectoid), 1040 = 0.40 wt.%C and 1020 = 0.20 wt.%C (both hypoeutectoid).
Find. For each target microstructure, the composition/temperature the diagram supports and the processing route (heating, holding, cooling) that produces it.
[Figure not reproduced: Partial Fe-Fe3C phase diagram from the exam paper, showing the eutectic (1148 C, 4.30 wt% C), eutectoid (727 C, 0.77 wt% C), alpha-ferrite solubility limit (0.022 wt% C) and cementite (6.70 wt% C). See the official exam paper or the cited reference text.]
The four heat treatments below are all read from this diagram's tie-points.
Approach. Part (a) uses the room-temperature lever rule across the α/Fe3C tie line to bound the alloy composition; parts (c) and (d) use a linear interpolation of the GS (upper-critical, A3) phase boundary between the two points the diagram actually supplies — (0 wt.%C, 912 °C) and (0.77 wt.%C, 727 °C) — to locate the austenitizing/intercritical temperatures, then the lever rule again for the intercritical austenite fraction in (d); part (b) is a subcritical-anneal kinetics argument, not a lever-rule calculation.
Part (a) — hypoeutectoid composition with < 10 wt.% total cementite. At room temperature a steel below the eutectoid composition is, to a very good approximation, a mixture of proeutectoid α-ferrite and pearlite, and the OVERALL cementite content is fixed by the same α/Fe3C tie line the diagram supplies regardless of how the carbon is split between the two microconstituents:
$$W_{\text{Fe}_3\text{C}} = \frac{C_0 - 0.022}{6.70 - 0.022}$$
Setting $W_{\text{Fe}_3\text{C}} = 0.10$ and solving for $C_0$:
$$\boxed{C_0 = 0.022 + 0.10\,(6.70 - 0.022) = 0.6898 \approx 0.69\ \text{wt.\%C}}$$
Any hypoeutectoid steel at or below about 0.69 wt.%C (e.g. a 1060 or leaner grade) therefore satisfies the <10% cementite target — obtained simply by a full anneal (austenitize above A3, then furnace-cool) so the alloy reaches this room-temperature equilibrium mixture. As a check, a fully pearlitic (eutectoid, 0.77 wt.%C) steel itself carries $W_{\text{Fe}_3\text{C}}=11.20\%$ — i.e. every hypoeutectoid alloy already clears 10% automatically, and the practical content of part (a) is choosing a composition comfortably below the eutectoid and slow-cooling it to equilibrium.
Part (b) — spheroidite in a 1090 steel. A 1090 steel (0.90 wt.%C) is hypereutectoid, so its as-transformed room-temperature structure is pearlite plus a proeutectoid cementite network at the prior-austenite grain boundaries — both hard and, for the network, brittle. Spheroidite is obtained by a prolonged subcritical (spheroidizing) anneal: hold the steel just below A1 (727 °C), typically around 690–700 °C, for many hours (often 15–25 h industrially). No new phase forms — the composition and phase amounts (α + Fe3C, in the same 0.90 wt.%C proportions) are unchanged from the diagram — but the cementite lamellae and grain-boundary film are thermodynamically unstable against their own curvature: sharp, high-curvature cementite edges have a higher local solubility in the surrounding ferrite (Gibbs–Thomson effect) than the flatter regions, so carbon diffuses away from the sharp edges and re-deposits on the low-curvature regions, coarsening the lamellae into isolated spheres that minimize the total α/Fe3C interfacial area. The result is the softest, most machinable, most cold-formable structure a 1090 steel can have.
Part (c) — a normalized 1040 steel. Normalizing austenitizes above the upper-critical (A3) temperature and then air-cools (faster than a furnace anneal, slower than a liquid quench). For a hypoeutectoid steel the A3 temperature is read from the GS boundary; using the diagram's own two end-points (912 °C at 0 wt.%C, 727 °C at the 0.77 wt.%C eutectoid) as a linear approximation,
$$T_{A_3}(C_0) = 912 - \frac{912-727}{0.77}\,C_0 = 912 - 240.26\,C_0\ (^{\circ}\text{C})$$
For the 1040 steel, $C_0=0.40$:
$$\boxed{T_{A_3}(0.40) = 912 - 240.26(0.40) = 815.9\,{}^{\circ}\text{C}}$$
Normalizing practice austenitizes roughly 50 °C above A3 to ensure full, uniform austenitization, i.e. about $815.9+50\approx 865.9\,{}^{\circ}\text{C}$, followed by still-air cooling to room temperature. The faster air cool (versus a furnace cool) undercools the alloy further below A1 before pearlite nucleates, giving a finer pearlite interlamellar spacing, a finer prior-austenite/proeutectoid-ferrite grain size, and correspondingly higher strength and hardness than the same steel fully annealed.
Part (d) — a 1020 steel with an equiaxed MA (martensite/retained austenite) dispersion in ferrite. This is the classic intercritical anneal + quench route used to make dual-phase (DP) steel. Using the same linear A3 relation, the 1020 steel's ($C_0=0.20$) upper-critical temperature is
$$T_{A_3}(0.20) = 912 - 240.26(0.20) = 864.0\,{}^{\circ}\text{C}$$
so the intercritical (α+γ) window for this steel runs from A1 = 727 °C up to about 864 °C. Choosing an intercritical hold at, say, $T=800\,{}^{\circ}\text{C}$ (comfortably inside that window), the austenite-boundary composition at that temperature follows from inverting the same A3 relation,
$$C_\gamma(800) = \frac{912-800}{240.26} = 0.466\ \text{wt.\%C}$$
and, taking the α-solvus composition as essentially fixed at $C_\alpha\approx0.022\ \text{wt.\%C}$ (the diagram gives no separate curve for it inside the intercritical range), the lever rule gives the austenite fraction formed at 800 °C:
$$\boxed{f_\gamma = \frac{0.20-0.022}{0.466-0.022} = 0.401\ (\approx 40\ \text{vol.\%})}$$
Holding at 800 °C nucleates this γ as small, roughly equiaxed islands at the ferrite grain boundaries and triple points (heterogeneous nucleation sites), each island carbon-enriched to 0.466 wt.%C by the lever-rule partitioning above. A subsequent rapid (e.g. water) quench then transforms those carbon-enriched islands to martensite — with some retained austenite where the local $M_s$ has been depressed enough by the enrichment — while the remaining $1-f_\gamma\approx0.60$ (60 vol.%) stays untransformed intercritical ferrite. The product is exactly the requested equiaxed MA-constituent dispersion in a ferrite matrix.
Question 5 — summary of the four heat treatments
Part
Steel
Diagram-derived value
Process
Result
(a)
≤ ~1060 (C0 ≤ 0.69 wt.%C)
$W_{\text{Fe}_3\text{C}}<10\%$ at $C_0\le0.6898$
Full anneal (austenitize, furnace cool)
Proeutectoid ferrite + pearlite, <10% total cementite
(b)
1090 (0.90 wt.%C)
Hold just below A1 = 727 °C
Subcritical spheroidizing anneal, many hours
Spheroidite (coarsened, spherical Fe3C in α)
(c)
1040 (0.40 wt.%C)
A3 = 815.9 °C
Austenitize ~866 °C, air cool
Fine pearlite + proeutectoid ferrite
(d)
1020 (0.20 wt.%C)
A3 = 864.0 °C; fγ = 40.1% at 800 °C
Intercritical anneal 800 °C, water quench
Equiaxed MA islands in ferrite (dual-phase steel)
Check: the linear A3 interpolation and the constant $C_\alpha\approx0.022\ \text{wt.\%C}$ intercritical α-solvus are engineering approximations forced by the two tie-points the diagram actually prints (912 °C/0% and 727 °C/0.77%); the true GS boundary is a shallow curve, and the true intercritical α-solvus falls slightly with rising temperature. Both approximations are standard practice for a "using the diagram below" exam question and are quoted with that caveat.