Question 4 of 9: Why a plate load test in saturated clay is size-independent
Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)
Notes on this paper
Paper format. Professional Engineers Ontario /
Engineers Canada National Examinations, May 2014 — 98-Civ-B3 Geotechnical Design.
Three hours, OPEN BOOK, non-communicating calculator. Section A carries five
discussion questions of 7 marks each (answer any four); Section B carries four design
questions of 24 marks each (answer any three); the examinable total is
4 × 7 + 3 × 24 = 100 marks. All nine questions are worked below, because
the set is a study resource rather than a timed attempt.
B. M. Das, Principles of Foundation Engineering, 9th ed. — bearing
capacity (Ch. 3), consolidation settlement (Ch. 5), retaining walls (Ch. 8), pile
foundations (Ch. 11), drilled shafts and bored piles (Ch. 12).
B. M. Das, Principles of Geotechnical Engineering, 9th ed. — shear
strength (Ch. 12), slope stability (Ch. 15), subsurface exploration (Ch. 17).
Canadian Geotechnical Society, Canadian Foundation Engineering Manual
(CFEM), 4th ed. — the governing Canadian practice document for site
investigation, bearing resistance, pile design and retaining structures.
R. F. Craig, Craig's Soil Mechanics, 8th ed. — earth pressure and
slope stability.
J. E. Bowles, Foundation Analysis and Design, 5th ed. — bearing
capacity factors and retaining-wall stability tables.
Sources of charts and assumed values (page-1 Note 6). Note 6 of this
paper requires the candidate to identify the source of every design chart and every
assumed value. The values imported into the solutions below are, in full:
bearing-capacity factors Nc = 5.7 (Terzaghi strip, phi = 0) and
5.14 (Meyerhof / Prandtl, phi = 0), Das Foundation Engineering Table 3.1 and
Eq. 3.19; shape and depth factors from De Beer and Hansen as tabulated in Das Table 3.4;
the adhesion factor alpha = 0.45 for bored piles in stiff clay, Skempton (1959) as
reproduced in CFEM Ch. 18; the end-bearing coefficient Nc* = 9
for piles in clay, Skempton (1951); the compression index correlation
Cc = 0.009(LL − 10), Terzaghi and Peck (1967); and a
specific gravity Gs = 2.70 where a void ratio had to be
back-figured. Each is repeated at the point of use.
Question 4: Why a plate load test in saturated clay is size-independent
(7 marks)
Plate load test and prototype footing at the same depth in the same saturated clay. The failure wedge grows with B, but in a phi_u = 0 material the strength on it does not, so the average pressure at failure is unchanged.
Given. A saturated clay tested undrained, so
$\phi_u = 0$ and $c = c_u$. A rigid bearing plate of width
BP and a proposed foundation of width
BF, both founded at the same depth
Df in the same clay, so both carry the same surcharge
$q = \gamma D_f$. Terzaghi's equation is supplied as
$q_{ult} = cN_c + qN_q + 0.5\gamma B N_{\gamma}$.
Find. Show that $(q_{ult})_P = (q_{ult})_F$ for any pair of widths
BP and BF, and state the assumptions the
proof needs.
Approach. Evaluate Terzaghi's three bearing-capacity factors at
phi = 0, show that the only width-dependent term is multiplied by
Nγ = 0, and conclude that the surviving expression contains
no B.
Write the bearing-capacity factors at phiu = 0.
Terzaghi's factors are
$N_q = \dfrac{e^{2\left(3\pi/4-\phi/2\right)\tan\phi}}{2\cos^{2}\!\left(45+\phi/2\right)}$,
$N_c = (N_q-1)\cot\phi$ and
$N_{\gamma} = \tfrac{1}{2}\left(\dfrac{K_{p\gamma}}{\cos^{2}\phi}-1\right)\tan\phi$.
Substituting phi = 0 gives
$$N_q = \frac{e^{0}}{2\cos^{2}45^{\circ}} = \frac{1}{2(0.5)} = 1, \qquad
N_c = 5.7 \ \text{(limiting value)}, \qquad N_{\gamma} = 0 .$$
The vanishing of Nγ is not an approximation: every term in
it carries a factor tan phi, which is identically zero.
Substitute into Terzaghi's equation. With
$c = c_u$, $N_q = 1$ and $N_{\gamma} = 0$,
$$q_{ult} = c_u N_c + q N_q + 0.5\,\gamma B \,(0)
= \boxed{\,q_{ult} = 5.7\,c_u + \gamma D_f\,}$$
The width B has disappeared from the expression altogether — it survived only in
the self-weight term, and that term is now zero.
Apply the result to the plate and to the foundation. Because both
are founded at the same depth in the same clay, both see the same
$q = \gamma D_f$ and the same cu, so
$$(q_{ult})_P = 5.7\,c_u + \gamma D_f = (q_{ult})_F \quad
\text{for all } B_P,\ B_F .$$
As a numerical illustration, take $c_u = 60$ kPa,
$\gamma = 18$ kN/m$^3$ and $D_f = 1.5$ m, so
$q = 27.0$ kPa. Then a 0.30 m plate, a 0.60 m plate, a 1.0 m footing and a 4.0 m footing
all return $q_{ult} = 5.7(60) + 27.0 = 369.0$ kPa.
Check the square-footing form as well. Terzaghi's square-footing
version, $q_{ult} = 1.3cN_c + qN_q + 0.4\gamma B N_{\gamma}$, behaves identically: the
0.4 gamma B term is again multiplied by zero and
$$q_{ult} = 1.3(5.7)c_u + \gamma D_f = 7.41\,c_u + \gamma D_f,$$
which for the same illustrative data is
$7.41(60) + 27.0 = 471.6$ kPa for a 0.30 m square plate and for a 3.0 m square footing
alike. The shape constant matters; the size does not.
The physical reading is that in a phi = 0 material the shear strength on the failure
surface is the same everywhere, whatever the confining stress. Enlarging the footing
enlarges the failure surface and the volume of soil mobilised in exact proportion, so the
average pressure at failure is unchanged. In a frictional soil the strength grows with
depth, so the deeper, larger mechanism under a wide footing is stronger and capacity does
increase with B.
Question 4 — results
Quantity
Value
Terzaghi factors at phiu = 0
Nc = 5.7, Nq = 1, Nγ = 0
Strip / plate ultimate capacity
qult = 5.7 cu + γDf
Square footing or square plate
qult = 7.41 cu + γDf
Illustrative check (cu = 60 kPa, γ = 18 kN/m3, Df = 1.5 m)
369.0 kPa (strip) and 471.6 kPa (square) for every B
Conclusion
(qult)P = (qult)F, independent of B
Assumptions the proof requires. (i) The clay is fully saturated and
loaded rapidly enough that no drainage occurs, so the undrained envelope is horizontal
and phiu = 0. (ii) The clay is homogeneous and isotropic, and
cu is the same beneath the plate as beneath the much larger
foundation — which fails in fissured clay, where a large footing samples fissures a
small plate straddles. (iii) Both are founded at the same depth, so the surcharge term is
common; a surface plate compared with an embedded footing differs by
gamma Df. (iv) General shear failure, with a rigid plate and no
local or punching failure. (v) The comparison is of ultimate capacity only.
Settlement is emphatically not size-independent: the same pressure on a wide
foundation stresses a far greater depth of clay and settles far more, which is why plate
load tests are trusted for capacity in clay and distrusted for settlement.