Question 7 of 9: Design axial capacity of a belled drilled shaft
Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)
Notes on this paper
Paper format. National Examinations, December 2019 — 16-Civ-B3 Geotechnical Design. Three hours, open book, any non-communicating calculator. Section A holds five discussion questions worth 7 marks each (answer any four); Section B holds four design questions worth 24 marks each (answer any three). The examinable total is therefore 4 × 7 + 3 × 24 = 100 marks. Page-1 Note 3 sets the answer-any-four / any-three rule, and Note 6 requires the candidate to name the source of every design chart and of every assumed value — so every chart read, correlation and assumption below is attributed where it is used. All nine questions are solved here, because the set is a study resource rather than a timed sitting.
Reference texts. B. M. Das, Principles of Foundation Engineering, 9th ed. (bearing capacity, elastic settlement, retaining walls, drilled shafts); B. M. Das, Principles of Geotechnical Engineering, 9th ed. (shear strength, lateral earth pressure, slope stability); Canadian Geotechnical Society, Canadian Foundation Engineering Manual (CFEM), 4th ed. (Canadian practice, factors of safety, in-situ testing); R. F. Craig, Craigʹs Soil Mechanics, 9th ed. (effective stress, undrained strength); D. P. Coduto, Foundation Design: Principles and Practices, 2nd ed. (shallow-foundation design, settlement serviceability).
Check — conventions used throughout this paper. Unit weights printed on the figures are treated as bulk (saturated below any water table); effective unit weights use γw = 9.81 kN/m3. Reinforced concrete is taken at γc = 24 kN/m3 (CFEM 4th ed.; the exam gives no value), and Question 8 shows that the conclusion is unchanged anywhere in the 23–25 kN/m3 range. Where the paper omits a number the solution needs, the assumption is stated at the point of use and its influence on the answer is quantified, as page-1 Notes 1 and 7 invite.
Question 7: Design axial capacity of a belled drilled shaft (24 marks)
Given. Figure 3 shows a bored pile with an enlarged base founded in a two-layer clay profile. Read from the figure: a shaft of 1.0 m diameter, a bell 1 m high flaring to a 2.0 m base diameter, an upper clay 8 m thick with cu = 100 kPa, and a lower clay 4 m thick with cu = 60 kPa in which the base is founded, so the total shaft length is 12 m and the top of the bell is at 11 m.
Given data (read from Figure 3)
Quantity
Symbol
Value
Shaft diameter
Ds
1.0 m
Bell (base) diameter
Db
2.0 m
Height of the bell
—
1.0 m (top of bell at 11.0 m)
Total length
L
12.0 m
Upper clay, 0–8 m
cu1
100 kPa
Lower clay, 8–12 m
cu2
60 kPa
Required factor of safety
FS
2.5
Find. The allowable (design) axial compression capacity of the pile at a factor of safety of 2.5, with every assumption justified as page-1 Note 6 requires.
The belled shaft of Figure 3, with the two lengths that carry no side friction shaded: the near-surface zone and a length of one shaft diameter above the top of the bell, where the clay pulls away as the bell takes load.
Approach. The enlarged base identifies this as a bored (drilled) shaft rather than a driven pile, which fixes the adhesion factor. Sum the side resistance over the length that genuinely mobilises adhesion, add the end bearing on the full bell area, and divide the total by the specified factor of safety.
Assumptions, with justification. Four assumptions carry the answer, and each follows from the fact that the pile is bored and belled rather than from any free choice:
Adhesion factorα* = 0.55, from Reese and OʹNeill, which applies for cu/pa ≤ 1.5. Here the ratio is 100/101.3 = 0.99 in the upper clay and 0.59 in the lower, so 0.55 is correct for both. A driven pile in the same clay would justify α near 1.0; using that value on a bored shaft would overstate the shaft resistance by more than 80 per cent, because boring softens and remoulds the walls of the hole.
The upper 1.5 m carries no adhesion (Reese and OʹNeill), because of seasonal moisture change, construction disturbance and the fact that the pile cap or a service trench may later remove this soil.
A further length of one shaft diameter above the top of the bell carries no adhesion. As the bell takes load and moves down, the clay immediately above the flare is dragged away from the shaft, so no adhesion can develop there. The flared face itself is likewise discounted. Ignoring this exclusion would raise the computed capacity by about 8 per cent, unconservatively.
Bearing capacity factorN*c = 9, valid once the base is deep relative to its diameter; here L/Db = 12.0/2.0 = 6.0, comfortably satisfying that requirement.
The pile is also taken as carrying no downdrag (the profile shows no fill or consolidating layer), and the weight of the concrete is treated as offset by the weight of the soil it displaces, which is standard for a shaft of this length and within the accuracy of the method.
Establish the length over which side friction acts. The bell occupies the lowest 1.0 m, so its top is at 12.0 − 1.0 = 11.0 m; excluding one shaft diameter above that puts the bottom of the effective friction length at
$$z_{\text{bottom}} = 11.0 - D_s = 11.0 - 1.0 = 10.0\ \text{m}$$
and the top of it at 1.5 m. Adhesion is therefore mobilised between 1.5 m and 10.0 m — 8.5 m of the 12.0 m shaft, split by the layer boundary at 8.0 m into 6.5 m in the stiffer clay and 2.0 m in the softer.
Compute the side resistance. With a shaft perimeter p = πDs = π(1.0) = 3.1416 m,
$$Q_s = \alpha^{*}p\sum c_{u,i}\,\Delta L_i = 0.55(3.1416)\left[100(6.5) + 60(2.0)\right]$$
Evaluating the bracket as 650 + 120 = 770 kPa·m gives contributions of 1123.1 kN from the upper clay and 207.3 kN from the lower, so
$$\boxed{Q_s = 1330.5\ \text{kN}}$$
Compute the end bearing on the bell. The base area is that of the 2.0 m bell, not the shaft:
$$A_b = \frac{\pi D_b^{2}}{4} = \frac{\pi(2.0)^{2}}{4} = 3.1416\ \text{m}^{2}$$
and the base bears in the lower clay, so it is cu2 = 60 kPa that applies — using the stiffer upper value here would be the single largest error available in this question:
$$\boxed{Q_p = A_b N^{*}_{c}c_{u2} = 3.1416(9)(60) = 1696.5\ \text{kN}}$$
Check the Reese and OʹNeill base-settlement reduction. Because Db = 2.0 m exceeds the 1.9 m threshold at which excessive settlement may be needed to mobilise the full base resistance, the reduction factor must be evaluated:
$$\begin{aligned} F_r &= \frac{2.5}{\psi_1 D_b + \psi_2} \le 1 \\ \psi_1 &= 0.0071 + 0.0021\frac{L}{D_b} \le 0.015 \\ \psi_2 &= 0.45\sqrt{c_{u2}}\ (0.5 \le \psi_2 \le 1.5) \end{aligned}$$
Here ψ1 = 0.0071 + 0.0021(6.0) = 0.0197, capped at 0.015, and ψ2 = 0.45√60 = 3.49, capped at 1.5, so Fr = 2.5/(0.015(2.0) + 1.5) = 1.63, which exceeds unity and is therefore taken as 1.0. No reduction applies and the full Qp above stands.
Total and factor down. Summing the two components,
$$Q_{\text{ult}} = Q_s + Q_p = 1330.5 + 1696.5 = 3026.9\ \text{kN}$$
and applying the specified factor of safety,
$$\boxed{Q_{\text{all}} = \frac{Q_{\text{ult}}}{FS} = \frac{3026.9}{2.5} = 1210.8\ \text{kN}}$$
Justify the under-reaming. The bell supplies 56 per cent of the ultimate capacity, and the case for constructing it is best made by pricing the alternative. A straight 1.0 m shaft of the same 12 m length would mobilise friction over 1.5–12.0 m (no bell exclusion) for Qs = 1537.8 kN, but its base area falls to 0.785 m2 so Qp = 424.1 kN, giving Qult = 1961.9 kN and Qall = 784.8 kN. The bell therefore buys 54 per cent more capacity for one extra operation of the belling tool — the quantitative justification a marker is looking for.
The design axial capacity is therefore 1211 kN, say 1200 kN for design purposes.
Question 7 — results
Quantity
Value
Effective friction length
1.5 m to 10.0 m (8.5 m of a 12.0 m shaft)
Side resistance, upper clay (6.5 m at 100 kPa)
1123.1 kN
Side resistance, lower clay (2.0 m at 60 kPa)
207.3 kN
Total side resistance
Qs = 1330.5 kN
Base area of the bell
Ab = 3.142 m2
End bearing (N*c = 9, cu2 = 60 kPa)
Qp = 1696.5 kN
Base reduction factor
Fr = 1.0 — no reduction
Ultimate capacity
Qult = 3026.9 kN
Design axial capacity at FS = 2.5
1210.8 kN
Straight-shaft alternative
Qall = 784.8 kN — belling gains 54 per cent
Check — mobilisation of the base resistance. The formal Reese and OʹNeill check returns Fr > 1 and therefore no reduction, but that outcome is an artefact of the caps placed on ψ1 and ψ2, and it should not be read as saying that a 2.0 m bell behaves like a small one. A base of this size typically needs a settlement of order 5 per cent of Db — some 100 mm — to mobilise N*c = 9, far more than a building would tolerate, so at working load the bell contributes much less than the 56 per cent computed above and the shaft carries proportionally more. Two consequences for design: a settlement-based check should be run in addition to this capacity check, and some designers deliberately ignore the bell in compression and rely on it for uplift only. Belled shafts are also unsuitable where the clay cannot stand unsupported long enough to form the bell — the 60 kPa lower clay here is adequate, but a softer stratum would rule the detail out.