16-Civ-B9 The Finite Element Method · December 2018
Question 3 of 3: Shape functions, a stiffness coefficient and consistent nodal loads for the four-node rectangle (Problem 3)
Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)
Notes on this paper
Paper format. National Exams, December 2018 — 16-Civ-B9 The Finite
Element Method. Three hours; four pages; three problems of equal weight, all to be
attempted. Closed book, one aid sheet written on both sides, approved Casio or Sharp
calculator. Candidates are asked to state any interpretive assumptions with the answer
paper, which matters here because Problem 2 is a contact problem whose answer depends on
one such check.
Reference texts for this subject.
Logan, D. L., A First Course in the Finite Element Method, 6th ed., Cengage
— beam elements and the Hermite shape functions (Ch. 4), the bilinear rectangle and
plane stress (Ch. 6 and Ch. 10), work-equivalent nodal loads (§4.5).
Cook, R. D., Malkus, D. S., Plesha, M. E. and Witt, R. J., Concepts and
Applications of Finite Element Analysis, 4th ed., Wiley — completeness,
rigid-body modes and the row-sum property of a stiffness matrix (Ch. 3), consistent load
vectors (Ch. 4).
Bathe, K.-J., Finite Element Procedures, 2nd ed. — the principle of
virtual work as the origin of the finite element equations (Ch. 4), and the treatment of
prescribed displacements and contact conditions.
Hibbeler, R. C., Structural Analysis, 10th ed., Pearson — fixed-end
moments, shear and bending moment diagrams and the sign conventions used to plot
them.
Check — misprint on page 3 of the paper. The
examination prints the first Hermite shape function as
$N_1(s) = \dfrac{2s^3}{L^3} - \dfrac{2s^2}{L^2} + 1$. That expression gives
$N_1(L) = 1$ instead of $0$ and makes $N_1 + N_3 = 2$ at the far node, so it cannot be a
beam shape function. The middle coefficient must be $3$:
$N_1(s) = \dfrac{2s^3}{L^3} - \dfrac{3s^2}{L^2} + 1$, which is consistent with the
$N_3(s)$ printed immediately below it and with the $[K]$ matrix given on the same page.
The corrected form is used throughout. Nothing in the numerical answer depends on it,
because the element stiffness matrix is supplied directly.
Question 3: Shape functions, a stiffness coefficient and consistent nodal loads for the four-node rectangle (Problem 3)
Given. A four-node rectangular plane-stress element of width $a$ along
$x$, height $b$ along $y$ and uniform thickness $t$, with the origin of the coordinate
system at node 1 and the nodes numbered counter-clockwise: node 1 at $(0,0)$, node 2 at
$(a,0)$, node 3 at $(a,b)$ and node 4 at $(0,b)$. The material is linear elastic and
isotropic with modulus $E$ and Poisson's ratio $\nu$, and the plane-stress elasticity
matrix $[C]$ is as printed on the paper. Each node carries two degrees of freedom, and the
element displacement vector is ordered
$\mathbf{d} = \{u_1,\ v_1,\ u_2,\ v_2,\ u_3,\ v_3,\ u_4,\ v_4\}$, so that degree
of freedom 3 is the horizontal displacement $u_2$ of node 2. In part 3.3 a horizontal force
$Q$ acts at the interior point $(3a/4,\ b/2)$.
Find. (3.1) The four shape functions of the element. (3.2) A derivation
of the stiffness coefficient $k_{33}$ in the form printed on the paper. (3.3) The
work-equivalent nodal forces produced by the interior point load $Q$.
[Figure not reproduced: Figure 3(a) redrawn: the four-node rectangle, origin at node 1, nodes numbered counter-clockwise. See the official exam paper.]
Approach. Build the interpolation from the complete bilinear polynomial
and identify the shape functions as products of one-dimensional linear functions;
differentiate them to obtain the strain-displacement matrix; integrate the appropriate
entry of $\mathbf{B}^{\mathsf T}\mathbf{C}\,\mathbf{B}$ over the rectangle; and finally
evaluate the shape functions at the load point to lump the interior force onto the
nodes.
Part 3.1 — choose the displacement field. The element has four
nodes and one displacement component per direction to interpolate, so exactly four
constants are available. Take the bilinear polynomial
$$u(x,y) = \alpha_1 + \alpha_2 x + \alpha_3 y + \alpha_4 xy ,$$
and the same form with constants $\alpha_5 \dots \alpha_8$ for $v(x,y)$. It contains the
complete linear polynomial, which secures the rigid body and constant strain states, plus
the $xy$ term needed to make the field vary linearly along each of the four edges.
Impose the nodal values and invert. Writing
$u(0,0) = u_1$, $u(a,0) = u_2$, $u(a,b) = u_3$, $u(0,b) = u_4$ and solving the four
equations for $\alpha_1 \dots \alpha_4$ gives
$\alpha_1 = u_1$, $\alpha_2 = (u_2-u_1)/a$, $\alpha_3 = (u_4-u_1)/b$ and
$\alpha_4 = (u_1-u_2+u_3-u_4)/(ab)$. Collecting the coefficient of each nodal value
produces the interpolation $u = \sum_i N_i u_i$ with
Read off the shape functions. The result is the product of two
one-dimensional linear Lagrange functions, one in each direction:
$$\boxed{\;
N_1 = \left(1-\frac{x}{a}\right)\left(1-\frac{y}{b}\right), \quad
N_2 = \frac{x}{a}\left(1-\frac{y}{b}\right), \quad
N_3 = \frac{x}{a}\,\frac{y}{b}, \quad
N_4 = \left(1-\frac{x}{a}\right)\frac{y}{b}\;}$$
Each is unity at its own node and zero at the other three, each varies linearly along every
edge, and their sum is
$\left[(1-x/a) + x/a\right]\left[(1-y/b) + y/b\right] = 1$ everywhere. The partition of
unity is what guarantees the rigid body translation discussed in Problem 1, and the linear
edge variation is what guarantees inter-element compatibility when two such rectangles are
placed side by side.
Part 3.2 — form the strain-displacement matrix. With
$\varepsilon_x = \partial u/\partial x$, $\varepsilon_y = \partial v/\partial y$ and
$\gamma_{xy} = \partial u/\partial y + \partial v/\partial x$, the columns of
$\mathbf{B}$ belonging to node $i$ are
$$\mathbf{B}_i =
\begin{bmatrix}
\partial N_i/\partial x & 0 \\
0 & \partial N_i/\partial y \\
\partial N_i/\partial y & \partial N_i/\partial x
\end{bmatrix},
\qquad
\mathbf{k} = t\int_{0}^{b}\!\!\int_{0}^{a}
\mathbf{B}^{\mathsf T}\,\mathbf{C}\,\mathbf{B}\; dx\, dy .$$
The thickness is constant, so it comes outside the integral.
Isolate the entry that is wanted. Degree of freedom 3 is $u_2$, so
$k_{33}$ involves only the column of $\mathbf{B}$ for that degree of freedom, whose two
non-zero entries are $\partial N_2/\partial x$ in row 1 and $\partial N_2/\partial y$ in
row 3. Because $C_{13} = C_{31} = 0$ for an isotropic material, the two contributions do
not mix and
$$k_{33} = t \int_{0}^{b}\!\!\int_{0}^{a}
\left[ C_{11}\left(\frac{\partial N_2}{\partial x}\right)^{2}
+ C_{33}\left(\frac{\partial N_2}{\partial y}\right)^{2}\right] dx\, dy ,$$
with $C_{11} = E/(1-\nu^{2})$ the direct term and
$C_{33} = E(1-\nu)/\left[2(1-\nu^{2})\right]$ the shear term. In words: pushing node 2
horizontally both stretches the element in $x$ and shears it in $y$, and $k_{33}$ is the sum
of the two resistances.
Differentiate and integrate the direct term. From
$N_2 = (x/a)(1 - y/b)$,
$$\frac{\partial N_2}{\partial x} = \frac{1}{a}\left(1-\frac{y}{b}\right)
\;\Longrightarrow\;
\int_{0}^{b}\!\!\int_{0}^{a}\left(\frac{\partial N_2}{\partial x}\right)^{2} dx\,dy
= \frac{1}{a^{2}}\,(a)\int_{0}^{b}\left(1-\frac{y}{b}\right)^{2} dy
= \frac{1}{a}\cdot\frac{b}{3} = \frac{b}{3a} .$$
Assemble the two contributions. Substituting both integrals together
with the two elasticity constants,
$$k_{33} = t\left[\frac{E}{1-\nu^{2}}\cdot\frac{b}{3a}
+ \frac{E(1-\nu)}{2(1-\nu^{2})}\cdot\frac{a}{3b}\right] ,$$
and taking the common factor $Et/(1-\nu^{2})$ outside gives
$$\boxed{\;k_{33} = \left(\frac{b}{3a}
+ \frac{(1-\nu)}{6}\,\frac{a}{b}\right)\frac{Et}{1-\nu^{2}}\;}$$
which is the expression printed on the paper. The same integrals with $N_1$ in place of
$N_2$ give $k_{11} = k_{33}$, as symmetry of the rectangle requires: both are horizontal
degrees of freedom at a corner.
Sanity-check the result numerically. For a steel element with
$a = 200\ \text{mm}$, $b = 150\ \text{mm}$, $t = 10\ \text{mm}$,
$E = 200\ \text{GPa}$ and $\nu = 0.30$ the two bracketed terms are
$b/(3a) = 0.2500$ and $(1-\nu)a/(6b) = 0.15556$, while
$Et/(1-\nu^{2}) = 2.1978 \times 10^{6}\ \text{N/mm}$, so
$$k_{33} = 0.40556 \times 2.1978 \times 10^{6}
= 8.912 \times 10^{5}\ \text{N/mm} = 891.2\ \text{kN/mm} .$$
Integrating $\mathbf{B}^{\mathsf T}\mathbf{C}\,\mathbf{B}$ numerically over the same
rectangle reproduces this to machine precision, which is the check to run whenever a
closed-form stiffness term is quoted from memory.
Part 3.3 — lump the interior point load onto the nodes. The
work-equivalent nodal load vector for any body or point force is
$\mathbf{f} = \int \mathbf{N}^{\mathsf T} \mathbf{b}\; dV$, and for a concentrated
force at a single interior point $(x_0,y_0)$ the integral collapses to an evaluation:
$$f_{xi} = Q\,N_i(x_0,\, y_0), \qquad f_{yi} = 0 ,$$
because the force has no vertical component. This is not an arbitrary lumping rule —
it is the statement that the nodal forces do the same virtual work as $Q$ for every
displacement field the element can represent.
Evaluate at the load point. With $x_0/a = 3/4$ and $y_0/b = 1/2$,
$$N_1 = \tfrac{1}{4}\cdot\tfrac{1}{2} = \tfrac{1}{8}, \quad
N_2 = \tfrac{3}{4}\cdot\tfrac{1}{2} = \tfrac{3}{8}, \quad
N_3 = \tfrac{3}{4}\cdot\tfrac{1}{2} = \tfrac{3}{8}, \quad
N_4 = \tfrac{1}{4}\cdot\tfrac{1}{2} = \tfrac{1}{8} ,$$
so the equivalent nodal forces, all horizontal and all in the direction of $Q$, are
$$\boxed{\;f_{x1} = \frac{Q}{8}, \qquad f_{x2} = \frac{3Q}{8}, \qquad
f_{x3} = \frac{3Q}{8}, \qquad f_{x4} = \frac{Q}{8}, \qquad
f_{y1} = f_{y2} = f_{y3} = f_{y4} = 0 \;}$$
Check the lumping. The four forces sum to
$Q(1/8 + 3/8 + 3/8 + 1/8) = Q$, as the partition of unity guarantees, and their resultant
acts at
$x = a\left(0 \cdot \tfrac{1}{8} + 1 \cdot \tfrac{3}{8} + 1 \cdot \tfrac{3}{8}
+ 0 \cdot \tfrac{1}{8}\right) = \tfrac{3a}{4}$, the correct line of action. The load
divides three to one between the near and far edges in $x$, matching the position of the
load, and equally between the bottom and top nodes because the load sits at mid-height. For
$Q = 40\ \text{kN}$ the four values are 5, 15, 15 and 5 kN.
[Figure not reproduced: Figure 3(b) redrawn with the answer to 3.3: the horizontal force Q at (3a/4, b/2) and the four work-equivalent nodal forces, all horizontal. See the official exam paper.]
It is worth noticing what the lumping does not reproduce. The four nodal forces
carry the correct resultant and the correct line of action in $x$, but they exert no couple
about the $x$ axis, whereas the real load at mid-height exerts none either — here the
two agree. Had the load been placed off mid-height, the equal split between bottom and top
would have changed accordingly, and the consistent rule would still have been the shape
function evaluation, not a hand-assigned share.