22-Elec-B10 Electro-Optical Engineering · May 2015
Question 1 of 6: Group Index, Dispersion and a Step-Index Fibre
Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)
Notes on this paper
Paper format. National Exams, May 2015 — 07-Elec-B10
Electro-Optical Engineering. Three hours, closed book; one 8.5 in ×
11 in double-sided sheet of hand-written notes and one approved Casio or
Sharp calculator are permitted. Six questions are printed; any five constitute a
complete paper and all questions are of equal value (20 marks each).
All six are solved here, because the set is a study resource
rather than a timed sitting. The constants used throughout are those printed on
page 1 of the paper:
$\varepsilon_0 = 8.854\times10^{-12}$ F/m,
$\mu_0 = 4\pi\times10^{-7}$ H/m,
$c = 2.998\times10^{8}$ m/s,
$q = 1.602\times10^{-19}$ C,
$h = 6.626\times10^{-34}$ J·s,
$k = 1.381\times10^{-23}$ J/K, and the semiconductor data
(GaAs: $n = 3.63$, $E_g = 1.41$ eV; Si: $E_g = 1.11$ eV;
InGaAsP: $n = 3.5$).
Reference texts. The Engineers Canada syllabus for this
examination code draws on the standard fibre-optic and photonics texts, and the
solutions below cite them by chapter:
G. Keiser, Optical Fiber Communications, 5th ed., McGraw-Hill
— the primary reference for fibre dispersion, sources, detectors,
receivers and link budgets.
B. E. A. Saleh and M. C. Teich, Fundamentals of Photonics, 3rd ed.,
Wiley — semiconductor sources, laser rate equations and photodetector
noise.
J. Wilson and J. F. B. Hawkes, Optoelectronics: An Introduction,
3rd ed., Prentice Hall — device-level treatment of LEDs, laser diodes and
photodiodes.
J. M. Senior, Optical Fiber Communications: Principles and Practice,
3rd ed., Pearson — rise-time budgets and receiver front-end comparison.
Question 1: Group Index, Dispersion and a Step-Index Fibre (20 marks)
Given. A single glass of wavelength-dependent index
$n(\lambda)$, in which phase and group velocities are $v_p = c/n$ and
$v_g = c/N$; and, for part (b), a step-index fibre carrying 1350 nm
light with the data collected below.
Given data for part (b)
Quantity
Symbol
Value
Operating wavelength
$\lambda$
1350 nm
Core diameter
$2a$
20 µm
Core index / group index
$n_1$ / $N_1$
1.465 / 1.474
Cladding index / group index
$n_2$ / $N_2$
1.462 / 1.466
Total intramodal dispersion
$D$
20 ps/(nm·km)
Source spectral width
$\Delta\lambda$
15 nm
Line rate, RZ format
$B$
100 Mbit/s
Find. The group-index identity and the second-order
dispersion coefficient in terms of $N$; then the modal character and mode count
of the fibre, and the greatest length it can span at 100 Mbit/s in RZ
format.
Step-index profile (left) and the two extreme ray paths in the core (right). The axial mode travels the shortest optical path and the highest-order mode the longest; the difference between their group delays is the intermodal dispersion.
Approach. Differentiate the propagation constant
$\beta = n\omega/c$ once to reach the group index and twice to reach
$\beta_2$, converting $\omega$-derivatives to $\lambda$-derivatives; then size
the fibre with the normalised frequency $V$, and set the total pulse spread
against the RZ rise-time budget $0.35/B$.
Write the propagation constant and differentiate once.
For a plane wave in a medium of index $n$,
$$\beta = k_0 n = \frac{n\,\omega}{c}.$$
The group velocity is $v_g = d\omega/d\beta$, so its reciprocal is
$$\frac{1}{v_g} = \frac{d\beta}{d\omega}
= \frac{1}{c}\left(n + \omega\,\frac{dn}{d\omega}\right).$$
Comparing this with the definition $v_g = c/N$ identifies the group index as
$N = n + \omega\,dn/d\omega$.
Convert the frequency derivative to a wavelength derivative.
Since $\omega = 2\pi c/\lambda$, differentiating gives
$d\omega/d\lambda = -2\pi c/\lambda^{2}$, so
$$\omega\,\frac{dn}{d\omega}
= \frac{2\pi c}{\lambda}\cdot\left(-\frac{\lambda^{2}}{2\pi c}\right)
\frac{dn}{d\lambda}
= -\lambda\,\frac{dn}{d\lambda}.$$
Substituting into the result of Step 1 gives the required identity,
$$\boxed{\;N = n - \lambda\,\frac{dn}{d\lambda}\;}$$
which says that the group index exceeds the phase index wherever the glass is
normally dispersive ($dn/d\lambda \lt 0$).
Differentiate a second time for the dispersion parameter.
The first-order coefficient is the group delay per unit length,
$\beta_1 = d\beta/d\omega = N/c$. Differentiating once more and converting to
wavelength in the same way,
$$\beta_2 = \frac{d^{2}\beta}{d\omega^{2}} = \frac{1}{c}\frac{dN}{d\omega}
= \frac{1}{c}\frac{dN}{d\lambda}\cdot\frac{d\lambda}{d\omega},
\qquad \frac{d\lambda}{d\omega} = -\frac{\lambda^{2}}{2\pi c},$$
so that
$$\boxed{\;\frac{d^{2}\beta}{d\omega^{2}}
= -\frac{\lambda^{2}}{2\pi c^{2}}\,\frac{dN}{d\lambda}\;}$$
Because $dN/d\lambda = -\lambda\,d^{2}n/d\lambda^{2}$ follows directly from
the identity of Step 2, the same coefficient may be written
$\beta_2 = \lambda^{3}/(2\pi c^{2})\cdot d^{2}n/d\lambda^{2}$, and the
engineering dispersion parameter is
$D = d\beta_1/d\lambda = (1/c)\,dN/d\lambda = -2\pi c\,\beta_2/\lambda^{2}$.
Size the fibre: numerical aperture and V-number.
With $a = 10$ µm,
$$\mathrm{NA} = \sqrt{n_1^{2}-n_2^{2}} = \sqrt{1.465^{2}-1.462^{2}} = 0.0937,$$
$$V = \frac{2\pi a}{\lambda}\,\mathrm{NA}
= \frac{2\pi(10\times10^{-6})(0.0937)}{1350\times10^{-9}} = 4.36 .$$
Since $V = 4.36$ exceeds the single-mode cut-off of 2.405, the fibre is
multimode at 1350 nm. For a step-index guide the supported
mode count is
$$M \approx \frac{V^{2}}{2} = \frac{4.36^{2}}{2}
= \boxed{\;9.5 \approx 9\ \text{to}\ 10\ \text{modes}\;}$$
Collect the pulse-spreading mechanisms. Two act at once.
The chromatic (intramodal) term is stated directly:
$$\frac{\Delta t_{\text{intra}}}{L} = D\,\Delta\lambda
= \left(20\ \tfrac{\text{ps}}{\text{nm}\cdot\text{km}}\right)(15\ \text{nm})
= 300\ \text{ps/km} = 0.300\ \text{ns/km}.$$
The intermodal term is the delay difference between the axial and the
highest-order ray of the previous figure, evaluated with the group
indices the question supplies:
$$\frac{\Delta t_{\text{inter}}}{L} = \frac{N_1(n_1-n_2)}{c\,n_2}
= \frac{1.474\,(0.003)}{(2.998\times10^{8})(1.462)}
= 1.009\times10^{-11}\ \text{s/m} = 10.09\ \text{ns/km}.$$
This is the reason the group indices were given, and it dwarfs the chromatic
term by a factor of thirty-four.
Add the mechanisms in quadrature. Because the two
broadening processes are statistically independent,
$$\frac{\Delta t_{\text{tot}}}{L}
= \sqrt{\left(10.09\right)^{2}+\left(0.300\right)^{2}}
= 10.09\ \text{ns/km}.$$
To three figures the total is indistinguishable from the intermodal term alone
— in a step-index multimode fibre the mode delay is the whole story.
Apply the RZ rise-time budget. A return-to-zero pulse
occupies half a bit slot, so the accepted engineering allowance is that the
received pulse may spread to 35 % of the bit period:
$$\Delta t_{\max} = \frac{0.35}{B} = \frac{0.35}{100\times10^{6}}
= 3.5\ \text{ns}.$$
Dividing by the spread per kilometre,
$$L_{\max} = \frac{3.5\ \text{ns}}{10.09\ \text{ns/km}}
= \boxed{\;0.35\ \text{km}\ \ (\approx 350\ \text{m})\;}$$
Had the chromatic term acted alone the reach would have been
$3.5/0.300 = 11.7$ km; the mode delay costs a factor of thirty-three in
distance. A bandwidth–distance product of roughly
$100\ \text{Mbit/s}\times0.35\ \text{km} \approx 35$ Mbit·km/s is
exactly what a step-index multimode fibre of this small index contrast
delivers.
Part (c) — the sources of dispersion. Dispersion is any
mechanism that makes different parts of the launched energy arrive at different
times, and in a fibre four mechanisms are conventionally distinguished.
Intermodal (modal) dispersion exists only in multimode fibre. Each
guided mode has its own axial phase velocity, so a pulse launched into many
modes arrives as a superposition of differently delayed replicas. In a
step-index guide the spread is set by the index contrast, as the calculation
above showed; grading the profile parabolically equalises the path delays and
reduces the spread by two to three orders of magnitude, which is why graded-index
fibre replaced step-index fibre for local-area links. Single-mode fibre removes
the mechanism entirely.
Material dispersion arises because the silica refractive index
itself varies with wavelength, so the several nanometres of source linewidth
travel at slightly different group velocities. This is the term governed by
$d^{2}n/d\lambda^{2}$ in Step 3; it passes through zero near 1310 nm
in pure silica, which is why that window was the first to be exploited for
long-haul systems.
Waveguide dispersion arises because the fraction of modal power
carried in the cladding — and therefore the effective index seen by the
mode — is itself wavelength dependent. It is small compared with material
dispersion in multimode fibre, but in single-mode fibre it is comparable and of
opposite sign, and deliberately shaping the index profile to exploit that
cancellation produces dispersion-shifted and dispersion-flattened fibres. Taken
together, material and waveguide dispersion constitute chromatic
(intramodal) dispersion, the 20 ps/(nm·km) figure quoted in
part (b).
Polarisation-mode dispersion and profile dispersion complete
the list. Residual core ellipticity and stress birefringence give the two
polarisation states of the fundamental mode slightly different group delays,
accumulating as a random-walk term in $\text{ps}/\sqrt{\text{km}}$ that limits
10 Gbit/s and faster single-mode systems; profile dispersion is the weak
second-order effect of the index contrast $\Delta$ itself being wavelength
dependent.