17-Phys-B2 Electro-Optical Engineering · December 2018
Question 2 of 7: GaAs Laser Diode — Longitudinal Modes, RIN, DFB Structure and Grating Period
Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)
Notes on this paper
Paper format. 17-Phys-B2 Electro-Optical Engineering,
National Examination December 2018 — a three-hour closed-book examination (one
8.5×11 inch double-sided handwritten note sheet permitted). The cover page states any
five of the seven questions constitute a complete paper and only the first
five as they appear in the answer book are marked; every question is nonetheless answered in
full below so the paper remains a complete study resource.
Reference texts. G. Keiser, Optical Fiber Communications, 4th ed.
(fiber modes, dispersion and bend loss; laser-diode longitudinal modes and DFB gratings; PIN
photodiode responsivity, noise and receiver design; link power and dispersion budgets); B. E. A.
Saleh and M. C. Teich, Fundamentals of Photonics, 2nd ed. (semiconductor optical gain,
LED spontaneous-emission linewidth, avalanche-photodiode noise); A. Yariv, Quantum
Electronics / E. Hecht, Optics, 5th ed. (Mach–Zehnder interferometry and
electro-optic modulators).
Question 2: GaAs Laser Diode — Longitudinal Modes, RIN, DFB Structure and Grating Period (20 marks)
Given. Gain bandwidth $\Delta\lambda_g=1.5\ \text{nm}$; cavity length
$L=0.5\ \text{mm}$; GaAs bandgap $E_g=1.41\ \text{eV}$, index $n=3.63$ (part a); InGaAsP
index $n=3.4$, DFB wavelength $\lambda=1550\ \text{nm}$ (part d).
Find. (a) mode spacing and number of modes under the gain curve; (b), (c)
conceptual; (d) grating period $\Lambda$.
Approach. A Fabry–Perot cavity of length $L$ and index $n$ supports
longitudinal modes spaced by $\Delta\lambda_m=\lambda^2/(2nL)$; the visible spectrum is that
comb sampled by the gain envelope. A DFB laser instead uses a first-order Bragg grating
($\Lambda=\lambda/2n_{\text{eff}}$) to select a single mode.
Part (a) — output spectrum.
Fabry-Perot output spectrum: gain envelope (dashed) modulated by the longitudinal-mode comb.
The lasing wavelength set by the
GaAs bandgap is
$$\lambda=\frac{hc}{E_g}=\frac{1239.84\ \text{eV}\cdot\text{nm}}{1.41\ \text{eV}}
=879.3\ \text{nm},$$
and the Fabry–Perot mode spacing for a $0.5\ \text{mm}$ cavity of index $n=3.63$ is
$$\Delta\lambda_m=\frac{\lambda^2}{2nL}=\frac{(879.3\ \text{nm})^2}
{2(3.63)(0.5\times10^{6}\ \text{nm})}=\boxed{0.213\ \text{nm}}.$$
With a $1.5\ \text{nm}$ gain bandwidth, the number of Fabry–Perot modes that fall under
the gain envelope is
$$N\approx\frac{\Delta\lambda_g}{\Delta\lambda_m}=\frac{1.5}{0.213}
=\boxed{7.0\approx7\ \text{modes}}.$$
The sketch is a narrow comb of ≈7 lines spaced 0.213 nm apart, riding under a
smooth Gaussian-like gain envelope centred near 879.3 nm.
Part (b) — relative intensity noise (RIN). RIN is the normalized
power spectral density of the laser's own optical-power fluctuations,
$\mathrm{RIN}=\overline{\delta P^2}(f)/\bar{P}^2$ (units $\text{Hz}^{-1}$, usually quoted in
dB/Hz). It originates from spontaneous emission events coupling into the lasing mode and
perturbing the photon/carrier population in the laser rate equations, producing a resonance
peak near the laser's relaxation-oscillation frequency (typically a few GHz) that decays at
higher and lower frequencies. In a communication link RIN adds an intensity-noise floor on top
of shot and thermal receiver noise; because it scales with the square of the received signal
power, it becomes the dominant noise source at high received power and sets an upper bound on
the usable optical power (and hence the achievable SNR/BER) independent of how good the
receiver electronics are.
Part (c) — DFB laser diode. A distributed-feedback (DFB) laser
replaces the two cleaved Fabry–Perot mirrors with a corrugated grating etched along (or
beside) the active waveguide over its whole length, so optical feedback is distributed
continuously rather than concentrated at the end facets. The periodic index perturbation
Bragg-reflects only a narrow band of wavelengths back into the gain medium, so a single
longitudinal mode (the one nearest the Bragg wavelength) experiences far lower threshold gain
than its neighbours and dominates lasing. Benefits: single-longitudinal-mode operation with a
side-mode suppression ratio of 30–40 dB or more, a correspondingly narrow linewidth,
greatly reduced chirp and dispersion penalty, and stable wavelength over current/temperature
variations — the standard source for long-haul, high-bit-rate WDM links.
Part (d) — DFB grating period. A first-order Bragg grating reflects
at $\lambda=2n_{\text{eff}}\Lambda$, so for an InGaAsP waveguide with $n=3.4$ at
$1550\ \text{nm}$,
$$\Lambda=\frac{\lambda}{2n}=\frac{1550\ \text{nm}}{2(3.4)}=\boxed{227.9\ \text{nm}}.$$
This sub-quarter-micron period is why DFB gratings are written holographically or by
electron-beam lithography rather than conventional photolithography.