NivaarExam PrepOfficial exam papers ↗

17-Phys-B2 Electro-Optical Engineering · December 2018

Question 4 of 7: Receiver SNR — Thermal and Shot-Noise Limits, APD Gain and Photon Counting

Nivaar worked solution (AI-drafted; not reviewed by a licensed engineer)

Notes on this paper

Paper format. 17-Phys-B2 Electro-Optical Engineering, National Examination December 2018 — a three-hour closed-book examination (one 8.5×11 inch double-sided handwritten note sheet permitted). The cover page states any five of the seven questions constitute a complete paper and only the first five as they appear in the answer book are marked; every question is nonetheless answered in full below so the paper remains a complete study resource.

Reference texts. G. Keiser, Optical Fiber Communications, 4th ed. (fiber modes, dispersion and bend loss; laser-diode longitudinal modes and DFB gratings; PIN photodiode responsivity, noise and receiver design; link power and dispersion budgets); B. E. A. Saleh and M. C. Teich, Fundamentals of Photonics, 2nd ed. (semiconductor optical gain, LED spontaneous-emission linewidth, avalanche-photodiode noise); A. Yariv, Quantum Electronics / E. Hecht, Optics, 5th ed. (Mach–Zehnder interferometry and electro-optic modulators).

Question 4: Receiver SNR — Thermal and Shot-Noise Limits, APD Gain and Photon Counting (20 marks)

Question text not reproduced: the examination questions are © Engineers and Geoscientists BC. Open the official past paper (linked at the top of this page) to read the question, then follow the worked solution below.

Given.

Given data
QuantitySymbolValue
Received optical power$P$1 μW
Wavelength$\lambda$1.3 μm
Responsivity$R$0.5 A/W
Dark current$I_d$4 nA
Temperature$T$300 K (27°C)
Receiver bandwidth$B$500 MHz
Load resistance$R_L$50 Ω

Find. (a) SNR, (b) thermal-limited SNR, (c) shot-limited SNR (quantum limit), (d) APD gain $M$ for SNR = quantum limit − 5 dB, (e) photons/bit at 100 Mbps.

Approach. Compute the unmultiplied signal current $I_s=RP$, then the shot and thermal noise variances $\sigma_{\text{shot}}^2=2q(I_s+I_d)B$ and $\sigma_{\text{th}}^2=4kTB/R_L$; the actual SNR is $I_s^2/(\sigma_{\text{shot}}^2+\sigma_{\text{th}}^2)$ and each limiting case keeps only one noise term. For an ideal ($F=1$) APD of gain $M$, signal and shot noise both scale with $M$ while thermal noise does not, so raising $M$ pushes the SNR toward the shot-noise (quantum) limit.

  1. Part (a) — actual SNR. The signal current is $$I_s=RP=(0.5\ \text{A/W})(1\times10^{-6}\ \text{W})=0.50\ \mu\text{A}.$$ The shot-noise variance (signal + dark current) and thermal-noise variance are $$\sigma_{\text{shot}}^2=2q(I_s+I_d)B,\qquad \sigma_{\text{th}}^2=\frac{4kTB}{R_L},$$ which evaluate to $\sigma_{\text{shot}}^2\approx8.07\times10^{-17}\ \text{A}^2$ and $\sigma_{\text{th}}^2\approx1.66\times10^{-13}\ \text{A}^2$ — thermal noise already dominates by more than three orders of magnitude with this small $50\ \Omega$ load. The total SNR is $$\mathrm{SNR}=\frac{I_s^2}{\sigma_{\text{shot}}^2+\sigma_{\text{th}}^2} =\boxed{1.51\ (\,1.78\ \text{dB}\,)}.$$
  2. Part (b) — thermal-noise-limited SNR. Keeping only $\sigma_{\text{th}}^2$, $$\mathrm{SNR}_{\text{th}}=\frac{I_s^2}{\sigma_{\text{th}}^2} =\boxed{1.51\ (\,1.79\ \text{dB}\,)},$$ essentially identical to the total SNR above — confirming this receiver is thermal-noise limited as designed (unmultiplied, $50\ \Omega$ load, no gain).
  3. Part (c) — shot-noise-limited SNR (quantum limit). Keeping only $\sigma_{\text{shot}}^2$, $$\mathrm{SNR}_{\text{shot}}=\frac{I_s^2}{\sigma_{\text{shot}}^2} =\boxed{3096\ (\,34.91\ \text{dB}\,)}.$$ This is roughly $10^3$ times better than the thermal-limited value — the gap an APD's internal gain is meant to close.
  4. Part (d) — APD gain for SNR = quantum limit − 5 dB. As $M\to\infty$ an ideal APD's SNR approaches $\mathrm{SNR}_{\text{shot}}$ from part (c) (both signal and shot noise scale as $M^2$, so $M$ cancels, while the fixed thermal term becomes negligible) — that is exactly the "quantum limit." The target is $$\mathrm{SNR}_{\text{target}}=\mathrm{SNR}_{\text{shot}}\times10^{-5/10} =3096\times0.3162\approx979.$$ With gain $M$, $I_s(M)=MI_s$ and $\sigma_{\text{shot}}^2(M)=M^2\cdot2q(I_s+I_d)B$ (negligible excess noise, $F=1$) while $\sigma_{\text{th}}^2$ is unchanged, so $$\mathrm{SNR}(M)=\frac{M^2I_s^2}{M^2\sigma_{\text{shot}}^2+\sigma_{\text{th}}^2} =\mathrm{SNR}_{\text{target}}.$$ Solving this quadratic in $M^2$ gives $$M=\boxed{30.8}.$$
  5. Part (e) — photons per bit at 100 Mbps PCM. The photon energy at $1.3\ \mu\text{m}$ is $$h\nu=\frac{hc}{\lambda}=0.954\ \text{eV},$$ and at 100 Mbps the bit period is $T_b=1/(100\times10^{6})=10\ \text{ns}$, so the energy delivered per bit at the (unmultiplied) received power $P=1\ \mu\text{W}$ is $E_{\text{bit}}=PT_b=1\times10^{-14}\ \text{J}$, giving $$N_{\text{photon/bit}}=\frac{E_{\text{bit}}}{h\nu}=\boxed{65443\ \text{photons/bit}}.$$
QuantityResult
Actual SNR1.51 (1.78 dB)
Thermal-limited SNR1.51 (1.79 dB)
Shot-limited (quantum-limit) SNR3096 (34.91 dB)
Required APD gain (SNR = QL − 5 dB)$M\approx$ 30.8
Photons per bit at 100 Mbps65443